Exempt Market & Regulatory Services

OUR CREDENTIALS:

SVR advised a newly established entity on prospectus exemptions for first round equity financing and on the drafting of the appropriate subscription agreement.

Our team of professionals provides experienced, practical legal advice to clients in the start-up stage through to public listing. We have a particular focus on the exempt market and related regulatory and compliance obligations.  We advise on matters related to: 

  • debt and equity financings

  • continuous disclosure requirements

  • regulatory compliance

  • negotiating and drafting of securities related documents, including offering memoranda, subscription agreements, initial public offerings and prospectuses

  • capital pool companies

  • take-over bids

 

Securities & Regulatory Services Team